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Freedom of Information

Right of access to information

The Freedom of Information (Scotland) Act 2002 (the “Act”) gives individuals and organisations (whether or not they are based in Scotland) rights of access to recorded information held by Scottish public authorities.

Who are the Scottish public authorities?

A list of Scottish public authorities can be found in Schedule 1 to the Act. It includes:

  • The Scottish Parliament; Scottish Ministers and other officers in the Scottish Government;
  • Councils; licensing boards and other bodies within Scottish local government;
  • The NHS within Scotland; and
  • Scottish Universities and Colleges.

The list in the Act is not exhaustive, as other bodies can from time to time be designated as “Scottish public authorities” by separate order. A list of the Scottish public authorities can be found on the Scottish Information Commissioner’s website. The Act also applies to companies which are wholly-owned by Scottish public authorities. If you want information regarding a service provided by a public authority through a private company, the Scottish Information Commissioner advises that you should ask the public authority for this information.

The Freedom of Information Act 2000 gives broadly the same rights as the Act in respect of equivalent public bodies within England & Wales. It also applies to certain UK public authorities which work in Scotland. These include: 

  • The Forestry Commission;
  • BBC Scotland;
  • The Scottish Consumer Council;
  • The Ministry of Defence; and
  • HM Revenue & Customs.

The Information Commissioner’s Office, and not the Scottish Information Commissioner, is responsible for compliance with the Freedom of Information Act 2000.

(For the sake of completeness, please note that environmental information requests are dealt with under separate environmental information rules, called the Environmental Information (Scotland) Regulations.)

Publication scheme

Under the Act, each public authority must maintain a publication scheme. The publication scheme sets out details of information that the public authority routinely makes available to the public. It also specifies how this information can be accessed and provides contact information which may be of assistance in requesting any information not covered by the scheme. It is therefore worth checking the publication scheme for the organisation in question before making a request under the Act, in case the information you want has already been published.  

How do I request information?

A request for information under the Act must:

  • be made in writing (e-mail or fax are sufficient);
  • state the name of the applicant and an address for correspondence (an e-mail address is sufficient for this purpose); and
  • describe the information that is requested.

A request doesn’t have to:

  • state the reasons why the information is required; or
  • state that the request is made under the Act.

(although addressing these points in the request may assist the authority to process the request more easily.)

A request can be made to any person within the organisation and may request that information is provided in a specific way (e.g. by e-mail); the public authority is required to provide information in the requested format where it is reasonable to do so.

Response

The public authority is required to respond to the request for information as soon as possible, and must respond within 20 working days. Authorities do not have to comply with repeated or vexatious requests and may require the person requesting the information to supply further information to enable them to find the information requested.

Fee

Most requests should be dealt with free of charge and where a fee is charged it is likely to be small (usually no more than £50).  If a fee is being charged, the authority must issue a ‘fees notice’ specifying the fee that it will charge and it does not have to comply with the request until the fee is paid.

Are public authorities obliged to disclose all information they hold?

No. Certain exemptions do exist and may enable public authorities to deny disclosure. These exemptions can be “absolute” or “non-absolute”:

  • Non-absolute exemptions are those where the public authority has to weigh up the public interest in disclosing the information against the public interest in withholding the information.  The Act makes quite clear that the presumption should always lie in favour of releasing the information; and
  • Absolute exemptions require no such public interest test.

The exemptions are as follows:

Absolute exemptions:

  • information otherwise accessible (e.g. already published under a publication scheme);
  • where there are prohibitions on disclosure as a result of other legislation;
  • court records;
  • certain types of personal data, for example where the applicant asks for personal data about him/herself; and
  • information which cannot be disclosed by law (as a result of a court order, statute or an enforceable duty of confidentiality).

Non-absolute exemptions:

Information:

  • intended for future publication;
  • substantially prejudicial to relations between parliaments/assemblies within the United Kingdom;
  • substantially prejudicial to the formulation of Scottish Government policy etc;
  • substantially prejudicial to the effective conduct of public affairs;
  • about national security and defence;
  • substantially prejudicial to international relations;
  • substantially prejudicial to the UK’s commercial interests and the economy;
  • about investigations by Scottish public authorities and proceedings arising out of such investigations;
  • about law enforcement;
  • about commercial interests or trade secrets;
  • containing personal data not covered by the absolute exemption (data protection); 
  • damaging to health, safety and the environment;
  • substantially prejudicial to audit functions; and
  • relating to communications with Her Majesty the Queen.

Disclosure of your information by public authorities

If you are an individual, the restrictions in the Data Protection Act 1998 apply to any disclosure of your personal data. If you provide goods or services to a public authority, you should bear in mind, however, that commercial information about that contract could be disclosed by the authority in response to a Freedom of Information request. If you fulfil a public function under a contract with a public authority, it is also possible that you could be designated as a “public authority” under the Act. At the time of writing, the Scottish Government is considering whether to extend the coverage of the Act to registered social landlords and contractors who provide public services that are a function of a public authority (for example, contractors providing prison services).

 One method of trying to restrict the disclosure of information about contracts with public authorities is to place the public authority under a contractual obligation of confidentiality covering any confidential commercial information about the contract. However, public authorities will usually resist giving such obligations of confidentiality, particularly if the obligation is drafted to apply on a blanket basis to all information about the contract. An alternative is to include a clause in the contract which requires the public authority to notify and consult with you about any information requests that it receives about contract. This gives an opportunity to make representations which would not arise under the Act alone.

 How can we help?

  • We can assist members of the public and businesses in making information requests under the Act;
  • We can advise public authorities and contractors on how to respond to requests; and
  • We can review contracts between public authorities and contractors and draft appropriate clauses to address the implications of the Act.

For further information please contact Austin Flynn by emailing austin.flynn@morton-fraser.com or by calling 0131 247 1260 or contact Callum Murray by emailing callum.murray@morton-fraser.com or by calling 0131 247 1237

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